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SEBI Audit Report & Compliance

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WAt 5 Circles Pvt Ltd, we are committed to maintaining the highest standards of compliance as a SEBI-registered investment advisory firm. Our advisory services strictly follow SEBI regulations, ensuring transparency, ethical financial guidance, and investor protection.

What is SEBI Compliance?

The Securities and Exchange Board of India (SEBI) regulates the securities market in India to protect investors and ensure fair market practices. As a SEBI-registered firm, we adhere to all regulatory requirements, including:

  • Strict compliance with SEBI’s Investment Advisers Regulations
  • Regular audits and financial reporting to SEBI
  • Transparent and ethical investment advice
  • No misleading claims, guaranteed returns, or unauthorized investment schemes
  • Fair pricing and clear risk disclosure for all services

This compliance ensures that our clients receive legal, well-regulated, and trustworthy investment advice.
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SEBI Audit Report – Ensuring Transparency & Accountability

As a SEBI-registered advisory firm, we undergo regular audits and inspections to verify:

  • Adherence to SEBI’s code of conduct for investment advisors
  • Proper client risk assessment and suitability analysis
  • Clear documentation of financial transactions and advisory services
  • Fair business practices with no hidden charges or misleading promotions
  • Compliance with investor grievance redressal mechanisms

Our SEBI audit reports confirm that we operate in full compliance with SEBI’s regulatory framework, giving our clients the confidence and security they need while making financial decisions.

📌 For access to our latest SEBI audit report, contact us at: info@5circles.in

Our Commitment to Ethical Advisory Services

At 5 Circles Pvt Ltd, we follow a client-first approach, ensuring that our investment advice is:

  • Compliant with SEBI guidelines
  • Based on thorough market research and analysis
  • Tailored to individual risk profiles and investment goals
  • Transparent, without hidden fees or misleading claims

Our team of SEBI-registered investment advisors works diligently to provide accurate, ethical, and well-regulated financial advice, helping clients make informed and strategic investment decisions.

📞 Need SEBI-compliant investment advisory services? Contact us at info@5circles.in or visit our website www.5circles.in